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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
WI RA APPROVED 1991-01-07
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • WI RA
    APPROVED
    Since 1991-01-07

Branch Locations

721 Main Ave, De Pere, WI 54115 • United States

Denmark, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Manitowoc WI 09/1977 03/2020
Ameriprise Financial Services, Llc De Pere WI 03/2020 Present
Other Businesses

Business Ownership; MXGR,LLC; management of staff; managing staff; 4848 Hidden Acres Ln, , Denmark, WI, 54208; Not Investment-Related; 04/28/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Woodside; Secretary/treasurer; 1040 Pilgrim Way, , Green Bay, WI, 54304; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Community Center Finance committee; The town of Denmark is starting a Community Center ( non-profit) and is asking me to help guide them to make good financial decision to keep the center open.; 450 N wall street, , Denmark, WI, 54208; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / One Denmark; One Denmark is a non-profit organization that provides community services. I was asked to join their finance committee. They will have their board meeting this Wednesday September 10th.; PO Box 370, , Denmark, WI, 54208; Not Investment-Related; 09/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-26
  • S63 Uniform Securities Agent State Law Examination
    1990-12-26

View on SEC IAPD

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