Andrew Kaicheung Li

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1975 → Present
  Self Employed Ins Broker/Agt
  Monterey Park, CA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-09-16 → 2021-06-09
  Voya Financial Advisors, Inc.
  Clackamas, OR
  Montery Park, CA

Other Businesses

NAME OF ENTITY: independent insurance agent; Yes; 300 N CHANDLER AVENUE; MONTEREY PARK; CA; 91754; FIXED INSURANCE SALES; independent insurance agent; 9/5/2002; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-06
• S63 Uniform Securities Agent State Law Examination
  1987-10-06

Designations

• Chartered Financial Consultant

Other Names

• Andy Li