Bruce James Ready

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2008-04-04
TX	RA	APPROVED	2008-04-04

Branch Locations

Billings, MT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Billings	MT	04/2008	Present
Bank Of America, Na	Billings	MT	09/2009	Present

04/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Billings, MT
09/2009 → Present

Bank Of America, Na

Billings, MT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-01
S63	Uniform Securities Agent State Law Examination	1980-08-21

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