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15 Monument Square, Portland,, ME 04101-6425 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2003-06-18 |
Branch Locations
15 Monument Square, Portland, ME 04101 • UNITED STATES
15 Monument Square, Portland, ME 04101 • United States
Raymond, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maine Securities Corporation | Portland | ME | 09/1985 | Present |
REGISTERED INVESTMENT ADVISOR THROUGH MAINE SECURITIES CORPORATION. HOURS ARE VARIABLE DEPENDING UPON MULTIPLE FACTORS, BUT ALMOST ALL OVERLAP THOSE AT BROKER/DEALER. REAL ESTATE DEVELOPMENT AND MANAGEMENT NOT INVESTMENT RELATED. SINCE 1983. I OWN DEVELOPABLE LAND IN CARIBOU, AND NAPLES, ME. OF WHICH I AM THE SOLE OWNER. I am also a 2/3 majority shareowner of Two Monument Way, an LLC that owns developable land and related rights in Portland, Maine. No current plans to develop any of these parcels. LIFE AND HEALTH INSURANCE SALES THROUGH MSC'S LIFE & HEALTH AGENCY, WHICH OPERATES UNDER THE SAME NAME. TYPICALLY LESS THAN 1 HOUR/MONTH DURING MARKET HOURS. ALL COMMISSIONS EARNED FLOW THROUGH MSC. Sole owner of a start-up coffee importing business that sells green and roasted coffee in the United States. Typically, fewer than five hours weekly, almost all or which take place outside of normal business hours--primarily weekends and evenings.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-29 |
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