David Zimmerman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1977 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  East Lansing, MI
• 06/2011 → Present
  Bank Of America,N.A.
  East Lansing, MI

Other Businesses

I*78217 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY UNITED CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1120 S HARRISON, EAST LANSING, MICHIGAN 48823 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHURCH- ON AD BOARD AND FINANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-20
• S63 Uniform Securities Agent State Law Examination
  1989-06-09

Other Names

• David L Zimmerman
• David Lee Zimmerman