Dale Lee Hemmelgarn

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-08

FL RA
APPROVED

Since 2018-01-08

Branch Locations

Ocala, FL • United States

2600 Douglas Rd Ste 1109, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services, Inc.	Tampa	FL	11/1997	Present
Mutual/United Of Omaha Insurance Company	Tampa	FL	01/1999	Present

11/1997 → Present

Mutual Of Omaha Investor Services, Inc.

Tampa, FL
01/1999 → Present

Mutual/United Of Omaha Insurance Company

Tampa, FL

Other Businesses

STERLING HERITAGE INC., SALES, PRES. My Sub S corp. Dale L. Hemmelgarn; insurance agent, Life, Health, Annuities. Election Official effective 8/23/2022 voter ID verification.$200 per election.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-04-02
S63	Uniform Securities Agent State Law Examination	2000-03-16

S65 Uniform Investment Adviser Law Examination

2013-04-02
S63 Uniform Securities Agent State Law Examination

2000-03-16

Designations

Chartered Financial Consultant

View on SEC IAPD