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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-10-22 |
| TX | RA | APPROVED_RES | 2013-06-04 |
| CA | RA | APPROVED | 2011-01-24 |
Branch Locations
333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States
Tempe, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | San Jose | CA | 01/2011 | Present |
| Raymond James & Associates, Inc. | Tempe | AZ | 10/2021 | Present |
1. Verifyle Inc Address: san jose, CA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:No Start Date: 12/15/2010 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: investor, no responsibilites 2. microsonics systems Address: san jose, CA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:No Start Date: 08/10/2010 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-28 |
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