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Frank K Swyden

Frank K. Swyden Asset Mngt Inc

Overland Park, KS

CRD 840609

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Employer firm

Frank K. Swyden Asset Mngt Inc CRD 112396

$52.5M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Frank K. Swyden Asset Mngt Inc

Overland Park, KS • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
KS RA APPROVED 2004-01-02
MO RA APPROVED 2002-03-12
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • KS RA
    APPROVED
    Since 2004-01-02
  • MO RA
    APPROVED
    Since 2002-03-12

Branch Locations

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank K Swyden Asset Mngt., Inc Kansas City MO 03/1999 Present

View on SEC IAPD

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