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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
VA RA APPROVED 2002-05-01
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • VA RA
    APPROVED
    Since 2002-05-01

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Richmond, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Richmond VA 03/2008 Present
City National Bank Richmond VA 09/2018 Present
Other Businesses

(1) MASSEY CANCER CENTER; ADDRESS: 401 COLLEGE STREET RICHMOND, VA 23298; BUSINESS DESCRIPTION: NATIONAL CANCER RESEARCH INSTITUTE; NOT INVESTMENT RELATED; START DATE: 11/14/2011; CAPACITY: ADVISORY BOARD; DUTIES: WORK TO HELP THE ORGANIZATION GET DONATIONS, RAISE PUBLIC AWARENESS; HOURS DEVOTED PER WEEK: .20; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .20 (2) SOCIETY OF THE CINCINNATI IN THE STATE OF VIRGINIA; ADDRESS: 16534 TINDER DRIVE, WOODFORD, VA 22580; NOT FOR PROFIT; BUSINESS DESCRIPTION: OLDEST PATRIOTIC ORGANIZATION IN AMERICAN COMPOSED OF DIRECT DESCENDANTS OF OFFICERS IN WASHINGTON'S; CAPACITY: SECRATARY; START DATE: 10/16/21; DUTIES: NORMAL SECRATARIAL DUTIES; HOURS DEVOTED PER MONTH: APPROX.1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1. (3) NAME OF ENTITY: The Society of the Cincinnati ADDRESS: 2119 Massachusetts Ave. NW Washington DC 20008 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Patriotic organization START DATE: 08.07.23 CAPACITY: Committee/Council Member (not associated with the Board of Directors) DUTIES: I will help to oversee and coordinate the activities of local committees of the Society and to identify ways to stimulate interest and create opportunities for involvement in the Society and its mission among members wo live outside the thirteen original states and France and to cultivate fraternal bonds between members across all of our constituent societies HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-12
S63 Uniform Securities Agent State Law Examination 1985-06-11
  • S65 Uniform Investment Adviser Law Examination
    1992-10-12
  • S63 Uniform Securities Agent State Law Examination
    1985-06-11
Other Names
  • Hank Miller

View on SEC IAPD

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