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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| VA | RA | APPROVED | 2002-05-01 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Richmond | VA | 03/2008 | Present |
| City National Bank | Richmond | VA | 09/2018 | Present |
(1) MASSEY CANCER CENTER; ADDRESS: 401 COLLEGE STREET RICHMOND, VA 23298; BUSINESS DESCRIPTION: NATIONAL CANCER RESEARCH INSTITUTE; NOT INVESTMENT RELATED; START DATE: 11/14/2011; CAPACITY: ADVISORY BOARD; DUTIES: WORK TO HELP THE ORGANIZATION GET DONATIONS, RAISE PUBLIC AWARENESS; HOURS DEVOTED PER WEEK: .20; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .20 (2) SOCIETY OF THE CINCINNATI IN THE STATE OF VIRGINIA; ADDRESS: 16534 TINDER DRIVE, WOODFORD, VA 22580; NOT FOR PROFIT; BUSINESS DESCRIPTION: OLDEST PATRIOTIC ORGANIZATION IN AMERICAN COMPOSED OF DIRECT DESCENDANTS OF OFFICERS IN WASHINGTON'S; CAPACITY: SECRATARY; START DATE: 10/16/21; DUTIES: NORMAL SECRATARIAL DUTIES; HOURS DEVOTED PER MONTH: APPROX.1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1. (3) NAME OF ENTITY: The Society of the Cincinnati ADDRESS: 2119 Massachusetts Ave. NW Washington DC 20008 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Patriotic organization START DATE: 08.07.23 CAPACITY: Committee/Council Member (not associated with the Board of Directors) DUTIES: I will help to oversee and coordinate the activities of local committees of the Society and to identify ways to stimulate interest and create opportunities for involvement in the Society and its mission among members wo live outside the thirteen original states and France and to cultivate fraternal bonds between members across all of our constituent societies HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-11 |
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