Shawn Patrick Gosdin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 09/2009 → Present
  Bank Of America, N.A.
  San Antonio, TX

Other Businesses

I*1371297 For profit or not for profit: Entity For Profit Name of outside business organization: SGBN, LLC Investment related: No Address of business: Boerne, Texas, 78006 Position, title, association: General Partner/Managing Member Start date of relationship: 1/6/2023 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: This entity is for sole purpose of investing in Kterio, there are no responsibilities day to day as it is just an outside investment

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-06
• S63 Uniform Securities Agent State Law Examination
  1999-02-01

Other Names

• Shawn Patrick Gosdin