Lawrence George Newman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1988 → 12/2016
  Foothill Securities, Inc.
  Wilton, CA
• 07/1971 → Present
  Lawrence Newman-Insurance Sales
  Wilton, CA
• 12/2016 → 06/2024
  Securities America, Inc.
  Wilton, CA
• 12/2016 → 06/2024
  Securities America Advisors, Inc.
  Wilton, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Wilton, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Wilton, CA

Previous Registrations

• 2016-12-08 → 2024-06-14
  Securities America Advisors, Inc.
  Wilton, CA
• 1997-12-19 → 2016-12-08
  Foothill Securities, Inc.
  Wilton, CA
  Santa Clara, CA
  Santa Clara, CA

Other Businesses

LAWRENCE NEWMAN POSITION: owner NATURE: Sale of Life and long term care insurance policies INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1971 ADDRESS: 12507 La Vida Lane, Wilton CA 95693, United States DESCRIPTION: Sell life insurance, annuities and long term care insurance SECURITIES AMERICA ADVISORS POSITION: Investment Advisor Representative NATURE: SECURITIES AMERICA ADVISORS INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2016 ADDRESS: 12507 La Vidda Lane, Wilton CA 95693, United States DESCRIPTION: Solicit investment clients for securities managed accounts.