Michael Leroy Roasa

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → 10/2025
  Ultra Financial Plus Llc
  Phoenix, AZ
• 02/2012 → 08/2017
  Liberty Partners Financial Services, Llc
  Bakersfield, CA
• 02/2012 → 08/2017
  Liberty Partners Capital Management, Llc
  Bakersfield, CA
• 08/2017 → 10/2021
  Claraphi Advisory Network, Llc
  Scottsdale, AZ
• 08/2021 → 10/2025
  Ultra Financial Partners, Llc
  Scottsdale, AZ
• 10/2025 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2021-08-03 → 2025-11-20
  Ultra Financial Partners
  Scottsdale, AZ
• 2017-09-01 → 2021-10-27
  Claraphi Advisory Network, Llc
  Scottsdale, AZ
  Phoenix, AZ
  Aliso Viejo, CA
  Scottsdale, AZ
• 2012-03-08 → 2017-09-12
  Modern Capital Advisors, Llc
  Raleigh, NC

Other Businesses

ROVA Insurance; Mr. Roasa is licensed in Arizona as an Insurance Producer for Accident, Health, Life, and Life Settlement Broker. He has been licensed since 1977 and spends approximately 10 hours per month on this activity. Duties are sales and service.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-03-14

Designations

• Chartered Financial Consultant