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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-22
TX RA APPROVED_RES 2018-10-22
  • CA RA
    APPROVED
    Since 2018-10-22
  • TX RA
    APPROVED_RES
    Since 2018-10-22

Branch Locations

100 Spectrum Center Dr Ste 900 [Satellite], Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Laguna Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Laguna Beach CA 11/2016 10/2018
Wells Fargo Advisors Financial Network, Llc Irvine CA 10/2018 Present
Previous Registrations
Other Businesses

MAJESTIC ENTERPRISES LLC, INV RELATED, MISSION VIEIO, CA, 100% OWNERSHIP, START 8/7/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, LAGUNA NIGUEL, CA, 100% OWNERSHIP, START 8/26/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. JOHN DRAPER; INV RELATED; IRVINE, CA; OWNER; SOLE PROP FOR FINET PRACTICE; START: 10/2018; 192 HRS/MO; 157 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-29
S63 Uniform Securities Agent State Law Examination 1980-10-28
  • S65 Uniform Investment Adviser Law Examination
    1992-10-29
  • S63 Uniform Securities Agent State Law Examination
    1980-10-28
Designations
  • Certified Financial Planner
Other Names
  • John Edward Draper
  • John Edward Draper

View on SEC IAPD

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