William Reed Simmons

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-10

NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ingalls & Snyder, Llc	New York	NY	03/1975	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

03/1975 → Present

Ingalls & Snyder, Llc

New York, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

Investment related - managing member of 2 limited liabilities companies, FOREED, LLC and Simmons Family, LLC, formed with family and friends to invest in a bio-tech company. He spends less than 1 hour per month on this activity and receives no compensation for his role as a managing member.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-26

S63 Uniform Securities Agent State Law Examination

1986-08-26