Dale Wayne Young

Current Employers

Employment History

• 04/1987 → Present
  Summit Financial Group
  Tulsa, OK
• 09/2013 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Summit Capital Ventures, Inc.
  Dallas, TX

Previous Registrations

• 2006-05-05 → 2013-09-03
  Walnut Street Securities, Inc.
  Dallas, TX
  Tulsa, OK
  Oklahoma City, OK
• 1996-11-05 → 2006-11-03
  Walnut Street Advisers Inc
  Tulsa, OK

Other Businesses

1. INDEPENDENT INSURANCE AGENT/SUMMIT CONS GRP INC, 40 HRS/WK & 5 HRS/EVENING/WKENDS, SINCE 1987; 2. RESOURCE ONE ADMIN INC, NOT INVS REL,1350 S BOULDER AVE STE 300, TULSA OK 74119, 3RD PARTY ADMIN SERV, START 1998, CEO, 5HRS/WK (NON-TRADING HOURS); 3. PROLIANCE RES GRP LLC, NOT INVS REL, SAME AS REGIS ADDRESS, INTERMEDIARY SERVICES & CONSULTING, START 2008, 1HR/WK (NON-TRADING HOURS), PARTNER - REFER BUSINESS; CEO; 4. YOUNG FAMILY HOLDINGS LLC, DALLAS TX, 0 HOURS INVOLVED, SINCE 1/2009; OWNS COMCL REAL ETSTATE; 5. FIXED INSURANCE WITH VARIOUS COMPANIES, INVS REL, SAME AS REGIST ADD, FIXED INS, START 1987, 20HRS/WK (TRADING HOURS), INS AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, & LTC; 6. MUSTANG PROPERTY GROUP LLC, NOT INVS REL, RANCH & EXEC TRAINING CTR, START 2009, 2HRS/WK, CEO; 7. FORT SUMMIT, NOT INVS REL, 1350 S BOULDER AVE STE 300, TULSA OK 74119, EXEC TRAINING CENTER, START 1994, CEO; 8. SUMMIT FIRST INS LLC, INVS RELATED, 30 TOWER LANE, STE 135, AVON, CT, 06001, PROP & CASUALTY INS SALES, START 2009, 2HRS/WK, CEO; 9. SUMMIT NATL PARTNERS LLC, INVS REL, SAME AS REGIS ADD, SECURITIES MARKETING THROUGH CETERA, START 2012, 10HRS/WK, PARTNER; 10. SUMMIT, INVS REL,SAME AS REGIS ADD, DBA FOR FINANCIAL SERVICES, START 3/2017, 30HRS/WK (NON-TRADING HRS), CHAIRMAN & CEO; 11. SUMCAL LLC, INVS REL, 1990 S BUNDY DR STE 450, LOS ANGELES CA 90025, LIFE INS SALES & MKTNG, START 04/2022, 1HR/WK (NON-TRADING HRS), CHAIRMAN; 12. METHODIST HEALTH SYSTEMS, NOT INVS REL, DALLAS TX, NON-PROFIT HOSPITAL, START 2009, 1HR/WK (NON-TRADING HRS), BOARD MEMBER; 13. SUMMIT FINANCIAL GROUP, INC. INVESTMENT RELATED, SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: PAYS EXPENSES FOR OFFIC STARTED 4/2017 23: DBA SUMMIT CONSOLIDATED GROUP, LISTED ON SUMMIT WEBSITE 14. OTHER BUSINESS: TEXAS BUSINESS LEADERSHIP COUNCIL; NOT INV RLTD; 515 CONGRESS AVENUE, SUITE 2240 AUSTIN, TX 78701; NATURE OF BUSINESS: NON PROFIT; START : 8/2021 TITLE: BOARD MEMBER; APX #OF HRS/WK: 2-4; DUTIES: ATTEND MEETINGS ENSURE POLICIES AND STRUCTURES ARE IN PLACE; 15. OTHER BUSINESS: NORTH TEXAS COMMISSION; NOT INV RLTD; 8445 FREEPORT PARKWAY, SUITE 640 IRVING, TX 75063; NATURE OF BUSINESS: NON PROFIT; START: 6/2020 TITLE: BOARD MEMBER; APX #OF HRS/WK: 1; DUTIES: ATTEND MEETINGS, PUSH ORGANIZATION TOWARD MISSION TO ADVOCATE AND COLLABORATE; 16. OTHER BUSINESS: FIRST FINANCIAL RESOURCES, LLC INVST RLTD: YES, ADDRESS: 100 SPECTRUM CENTER DRIVER, SUITE 400, IRVINE, CA, 92618. NATURE OF BUSINESS: INSURANCE SALES ALLIANCE, START: 10/2005, TITLE: PART OWNER, >1 HR/WK, NOT DUR TRD HRS, DUTIES: NO MANAGEMENT DUTIES, MEMBER ONLY; 17. NAME OF OTHER BUSINESS: SUMMIT CAPITAL VENTURES, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: M & A, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROVIDE GUIDANCE ON ACQUISITIONS.;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-14
• S63 Uniform Securities Agent State Law Examination
  1990-04-11