William Albert Cecil

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1977 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Irvine, CA

Other Businesses

I*81199 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BIG BEAR PROPERTY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: YORBA LINDA, CALIFORNIA 92886 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 1/28/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY LIVING TRUST. CO-TRUSTEE ALONG WITH MY BROTHER AND SISTER-IN-LAW. I*110873 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NEWFIELD EXPLORATION COMPANY INVESTMENT RELATED: N ADDRESS OF BUSINESS: TULSA, OKLAHOMA 74172 NATURE OF BUSINESS: OTHER,FA OWNS PROPERTY WHERE EXPLORING FOR OIL AND GAS POSITION, TITLE, ASSOCIATION: OTHER, FA OWNS PROPERTY WHERE EXPLORING FOR OIL AND GAS START DATE OF RELATIONSHIP: 8/9/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NEWFIELD IS AN OIL AND GAS EXPLORATION COMPANY IN WHICH THEY ARE PAYING ROYALTIES ON PROPERTY FA INHERITED IN OK.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-19
• S63 Uniform Securities Agent State Law Examination
  1983-07-08

Other Names

• Bill Cecil
• William A Cecil