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Bakersfield, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fawcett Financial And Insurance Services Inc. | Bakersfield | CA | 07/1988 | Present |
| Visionary Wealth Planners | Bakersfield | CA | 01/2022 | Present |
Fawcett Financial and Insurance Services Inc.; Investment related; Bakersfield, CA; Fixed Insurance Sales; Insurance Agent/President; Start date 08/1988; Approximately 96 hours per month spent on this business; Approximately 2 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-25 |
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