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Thomas Lee Hardin

Canterbury Investment Management, LLC

Zionsville, IN

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Current Employers
Canterbury Investment Management, Llc

23 E Cedar St, Zionsville, IN 46077 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2003-04-02
  • IN RA
    APPROVED
    Since 2003-04-02

Branch Locations

23 E Cedar St, Zionsville, IN 46077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canterbury Financial Group, Llc Indianapolis IN 04/2003 Present
  • 04/2003 → Present
    Canterbury Financial Group, Llc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-13
S63 Uniform Securities Agent State Law Examination 1980-11-26
  • S65 Uniform Investment Adviser Law Examination
    1992-07-13
  • S63 Uniform Securities Agent State Law Examination
    1980-11-26
Designations
Other Names
  • Tom Hardin

View on SEC IAPD

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