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J Timothy Thompson

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-01
TX RA APPROVED_RES 2018-12-12
DC RA APPROVED 2009-06-01
  • VA RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED_RES
    Since 2018-12-12
  • DC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Washington DC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-01
S63 Uniform Securities Agent State Law Examination 1981-03-11
  • S65 Uniform Investment Adviser Law Examination
    1992-07-01
  • S63 Uniform Securities Agent State Law Examination
    1981-03-11
Other Names
  • John Timothy Thompson

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