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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-17 |
| TX | RA | APPROVED_RES | 2004-08-26 |
| FL | RA | APPROVED | 2003-09-12 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Jensen Beach, FL • United States
712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Painewebber, Inc | Birmingham | MI | 05/2003 | Present |
| Ubs Financial Services Inc. | Birmingham | MI | 05/2003 | Present |
1) LOA, INC., 201 S ST JOHN ST HIGHLAND, MI 48356. REAL ESTATE, RENTAL, OWNER, CLIENT OF UBS, START DATE 01/02/1980. 2) OLESZKOWICZ JENSEN BEACH CONDO RENTAL / CONDO RENTAL / 9400 S. OCEAN DRIVE JENSEN BEACH, FL 34957 / OWNER / START DATE 06/02/1993 - / 1 HR. PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-22 |
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