Michael John Underwood

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-19
FL	RA	APPROVED	2008-06-26

NY RA
APPROVED

Since 2021-03-19
FL RA
APPROVED

Since 2008-06-26

Branch Locations

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	06/2008	Present
Penn Mutual Life Ins Co	Horsham	PA	06/2008	Present

06/2008 → Present

Hornor Townsend & Kent Inc

Horsham, PA
06/2008 → Present

Penn Mutual Life Ins Co

Horsham, PA

Previous Registrations

2001-02-02 → 2008-06-25

1717 Capital Management Company

Rochester, NY

Rochester, NY

Other Businesses

1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: COORDINATED WEALTH PLANNING | POSITION HELD: PRESIDENT/AGENT | ADDRESS: 49 NELSON STREET FAIRPORT, NEW YORK 14450 | START DATE: 11/4/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26- 40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INVESTMENT RELATED. INSURANCE SALES AND SERVICE. LIFE, ACCIDENT, HEALTH, DISABILITY, LONG TERM CARE AND SERVICE FOR MULTIPLE CARRIERS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-04-12
S65	Uniform Investment Adviser Law Examination	1996-04-18

S63 Uniform Securities Agent State Law Examination

1999-04-12
S65 Uniform Investment Adviser Law Examination

1996-04-18

Designations

Certified Financial Planner

View on SEC IAPD