Timothy Odonnell Cornell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2002-03-08
OH	RA	APPROVED	2000-08-25

TX RA
APPROVED_RES

Since 2002-03-08
OH RA
APPROVED

Since 2000-08-25

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Kettering, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dayton	OH	08/2000	Present

08/2000 → Present

Ubs Financial Services Inc.

Dayton, OH

Other Businesses

1) TEACHING FINANCIAL STRATEGIES CLASS. DATE - 10/03/2006. TITLE - TEACH 6 HRS PER MONTH. 2)Blair T Cornell Irrev life ins trust / Life insurance trust/ 1934 Nutt Road/ Centerville/ Ohio 45458/ United states/ Act as trustee / Start Date: 7/20/2017

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1980-09-24

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1980-09-24

View on SEC IAPD