William Henry Brockman

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Rockville, MD
• 07/2016 → 12/2019
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 12/2019
  Mml Investors Services, Llc
  Rockville, MD
• 12/2019 → Present
  Hornor Townsend & Kent Llc
  Horsham, PA
• 12/2019 → Present
  Penn Mutual Life Ins Co
  Horsham, PA
• 01/2015 → 03/2017
  Metlife Insurance Co
  Rockville, MD

Previous Registrations

• 2017-03-25 → 2019-12-12
  Mml Investors Services, Llc
  Rockville, MD
  Rockville, MD
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Rockville, MD
• 2001-06-22 → 2015-01-02
  New England Securities
  Rockville, MD
  Rockville, MD
  Elkridge, MD
  Rockville, MD

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: WHB FINANCIAL ADVISORS, LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 6308 QUEENS CHAPEL RD, UNIVERSITY PARK, MD 20782 | START DATE: 12/1/2008 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) NAIFA--GWDC HELPING HANDS SOCIETYS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PRESIDENT |ADDRESS: 6308 QUEENS CHAPEL ROAD UNIVERSITY PARK, MD 20782 | START DATE: 12/10/2019 | NATURE OF ACTIVITY:NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PRESIDENT CHAIRS BOARD MEETINGS (THREE PER YEAR) & CHAIRS LEGACY LUNCHEON FOR THE NAIFAGW MEMBERSHIP EACH YEAR. 3)DBA NAME: 1847Financial; Investment Related: Yes; Business Address:  6308 QUEENS CHAPEL RD, UNIVERSITY PARK, MD 20782; Nature of OBA:  Insurance Sales and Service Life Insurance; Start date of OBA: 8/1/2020; Describe duties:   Insurance sales and service of Life Insurance Products with Penn Mutual Life Insurance Company; Position, Title, Relationship:  Financial Advisor;  Approximate number of hours per month you devote to this outside business? 101-140 HRS; Approximate number of hours per month you devote to the business during security trading hours? 101-140 HRS. 4) ELDER OF WALLACE PRESBYTERIAN CHURCH | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER | ADDRESS: 3725 METZEROTT ROAD COLLEGE PARK, MD 20740 | START DATE: 1/1/2022 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ELDER /MEMBER OF SESSION (RULING BOARD OF THE CHURCH).ALSO SERVE ON THE STEWARDSHIP TEAM / OMMITTEE THAT OVERSEES THE FINANCIAL AFFAIRS OF THE CHURCH.COMMITTEE REVIEWS TREASURER AND ANNUAL BUDGET.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-12

Designations

• Chartered Financial Consultant

Other Names

• Rock Brockman