Gary A Wood

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 09/2025
  Avantax Investment Services, Inc.
  Rochester, MI
• 09/2012 → 09/2025
  Avantax Advisory Services
  Rochester, MI
• 01/1990 → Present
  Wood And Associates Tax And Wealth Management,Llc
  Rochester, MI
• 09/2012 → 01/2023
  Avantax Insurance Agency, Llc
  Rochester, MI
• 06/2013 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Coppell, TX
• 03/2025 → Present
  Anchorpointe Wealth Advisors Llc
  Rochester, MI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rochester, MI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-10-08 → 2025-09-05
  Avantax Advisory Services
  Rochester, MI
• 2010-03-04 → 2012-10-22
  Cambridge Investment Research Advisors, Inc.
  Rochester, MI
• 2009-01-21 → 2009-12-31
  Cambridge Investment Research Advisors, Inc.
  Rochester, MI
• 2008-05-13 → 2009-01-06
  Equitable Advisors, Llc
  Troy, MI

Other Businesses

1) WOOD & ASSOCIATES TAX AND WEALTH MANAGEMENT, LLC POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990; 800 W University Drive, Suite A, Rochester MI 48307, I meet with clients, gather tax information , prepare individual tax returns. I oversee bookkeeping activity performed by an independent bookkeeper. 2) ROCHESTER ADVISORY GROUP, LLC POSITION: Managing Member NATURE: 19.5 % Membership Interest in a pass through entity regarding the space occupied to operate my tax and financial services business INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017; 800 W University Drive, Suite A, Rochester MI 48307, Provide monthly accounting to other members, collect payments of shared expenses, pay monthly rent to landlord on behalf of the members. 3) ANCHORPOINTE WEALTH ADVISORS LLC POSITION: Member NATURE: Financial Services and Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 98 START DATE: 03/07/2025 ADDRESS: 800 W University Dr, Suite A, Rochester MI 48307, United States DESCRIPTION: Wealth Advisor 4)455 Baldwin LLC; Managing Member; Residential Rental Property; NIR; 1; 12/01/2022; 4535 Valley View Pt Rochester MI 48306; Collect rent, pay bills, interact with prospective and/or existing tenants, provide repair & maintenance services 5)455 Baldwin LLC (1); Managing Member; 100 % interest in a Residential Rental Property; NIR; 1; 12/01/2022; 4535 Valley View Pt Rochester MI 48306; Collect rent, pay bills, communicate with Tenant

Exams

• S66 Uniform Combined State Law Examination
  2006-08-18