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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-10-12 |
| TX | RA | APPROVED_RES | 2006-10-24 |
| MD | RA | APPROVED | 2006-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Timonium | MD | 10/2006 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Timonium | MD | 10/2006 | Present |
| Bank Of America, Na | Timonium | MD | 11/2009 | Present |
I*446014 Entity Type: Charitable Name of OBA: North Baltimore Aquatic Club Address: Baltimore, Maryland, 21209 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/29/2016 Number of Hours: 4, Yearly Number of Hours during trading: 0 Duties: Coach ands train children to swim Act as a resource as a parent of a 2 time Olympic GOLD medal winner at the age of 15. Act as a resource as a parent who has been involved with this club for over 30 years. Act as a resource for questions about short term Treasury Bills. I have no access to any checkbooks, cash, deposits etc. of the North Baltimore Aquatic Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-16 |
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