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Rosanne Dolgins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2010-02-08
CT RA APPROVED 2008-01-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • CT RA
    APPROVED
    Since 2008-01-28

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Stamford CT 06/2001 Present
  • 06/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-04
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2001-10-04
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02
Other Names
  • Rosanne Dimaggio

View on SEC IAPD

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