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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2009-06-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/1970 | Present |
| Northwestern Mutual Investment Services Llc | Green Bay | WI | 01/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DIRECTOR, CLASSICS PLANTATION ESTATES HOM OWNERS ASSOCIATION, 7768 CLASSICS DR, NAPLES, , FLORIDA, 34113, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/21/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM A DIRECTOR FOR THE CLASSICS PLANTATION ESTATES HOA AND A LIAISON TO THE MAINTENANCE COMMITTEE OVERSEEING SCHEDULED LANDSCAPING AND RELATED GATED COMMUNITY UP KEEPING NEEDS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-13 |
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