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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-23
  • TX RA
    APPROVED
    Since 2009-01-23

Branch Locations

15375 Memorial Drive Suite 350, Houston, TX 77079 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Houston TX 01/2009 Present
Previous Registrations
Other Businesses

(1)KATY INDEPENDENT SCHOOL DISTRICT - KATY, TX, REFEREE BASKETBALL GAMES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-17
S63 Uniform Securities Agent State Law Examination 1979-12-14
  • S65 Uniform Investment Adviser Law Examination
    1995-11-17
  • S63 Uniform Securities Agent State Law Examination
    1979-12-14

View on SEC IAPD

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