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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-08
  • NJ RA
    APPROVED
    Since 2022-12-08

Branch Locations

1203 Sheppard Rd., Voorhees, NJ 08043 • United States

Voorhees, NJ • United States

1138 E. Chestnut Ave. Suite 2-A, Vineland, NJ 08360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Insurance Programs Inc. Voorhees NJ 01/1991 Present
Cantella And Co., Inc. Boston MA 09/2012 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella And Co., Inc. Malden MA 09/2012 05/2023
  • 01/1991 → Present
    Comprehensive Insurance Programs Inc.
    Voorhees, NJ
  • 09/2012 → 12/2022
    Cantella And Co., Inc.
    Boston, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2012 → 05/2023
    Cantella And Co., Inc.
    Malden, MA
Previous Registrations
  • 2012-09-17 → 2023-05-05
    Cantella & Co., Inc.
    Voorhees, NJ
    Malden, MA
    Voorhees, NJ
    Vineland, NJ
    Malden, MA
  • 2002-05-06 → 2012-09-27
    Cpi Capital
    Voorhees, NJ
    Voorhees, NJ
    Voorhees, NJ
Other Businesses

1) CPI PLANNING, 1010 ROUTE 561, SUITE 402, VOORHEES, NJ, 12/2022, OWNER, DBA, INV REL, 160 HR/MO, 160 HR TRADING. 2) DEVICCI FINANCIAL ASSOCIATES, LLC, 1010 ROUTE 561, SUITE 402, VOORHEES, NJ, 12/2022, OWNER, DBA/PASSTHROUGH ENTITY, INV REL, 10 HR/MO, 5 HR/MO TRADING. 3) GARY DEVICCI/CPI PLANNING, 1010 ROUTE 561, SUITE 402, VOORHEES, NJ, 12/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 160 HR/MO, 160 HR TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2022, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR TRADING. 5) INTEGRITY WEALTH GROUP, LLC, 1138 E. Chestnut Ave., STE 2A, Vineland NJ 08360, 06/2023, OWNER, USING A TRADE NAME/DBA, INV REL, 20 HR/MO - 20 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-27
S63 Uniform Securities Agent State Law Examination 1985-08-27
  • S65 Uniform Investment Adviser Law Examination
    1996-11-27
  • S63 Uniform Securities Agent State Law Examination
    1985-08-27
Designations

View on SEC IAPD

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