Frank Curtis Shepard

Current Employers

S&A Financial Services, Inc.

8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-12
KS	RA	APPROVED	1993-06-17

TX RA
APPROVED_RES

Since 2021-12-12
KS RA
APPROVED

Since 1993-06-17

Branch Locations

8655 College Blvd, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IN	08/1998	03/2017
S&A Financial Services, Inc.	Overland Park	KS	06/1993	Present

08/1998 → 03/2017

Cambridge Investment Research, Inc.

Fairfield, IN
06/1993 → Present

S&A Financial Services, Inc.

Overland Park, KS

Other Businesses

1)S&S BUSINESS PROPERTIES,8655 COLLEGE BLVD.,OVERLAND PARK,KS 66210; NON-INVESTMENT RELATED; START DATE: 2/15/06; POSITION: PARTNER; DEVOTING 2 HRS/WKLY NONE DURING TRADING HRS. 2)S&A FINANCIAL SERVICES INC, 8655 COLLEGE BLVD, OVERLAND PARK, KS 66210. BEGAN 3/1994 AS PRESIDENT AND CCO OF RIA. INVESTMENT RELATED. DEVOTES 30 HR/WK- 30 HR/TRADING. 3)S&S BUSINESS PROPERTIES LLC, 8655 COLLEGE BLVD, OVERLAND PARK, KS 66210. BEGAN 7/2006 AS 25% OWNER OF BUILDING. NOT INVESTMENT RELATED. DEVOTES 3 HR/MO-NONE DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-19

S63 Uniform Securities Agent State Law Examination

1984-01-19

View on SEC IAPD

Current Employers

S&A Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews