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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-30 |
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
Wesley Chapel, FL • United States
949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Memphis | TN | 01/2015 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | Present |
(1)Independent Insurance Agent - From Business Address - 2sec hours 0non sec hours - Selling Dental and Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, Medicare Related Products, Life settlement business will be conducted through Ashar Group, LLC - Since 08/2001 (2)Owner Frazier Advisory LP - from business address - 1 security hours and 0 non security hours since 05/2009
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-29 |
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