Martin Vincent Higgins

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-08-27
MA	RA	APPROVED	2014-05-19
NC	RA	APPROVED	2010-09-29
CA	RA	APPROVED	2007-03-14
PA	RA	APPROVED	2006-11-21
NJ	RA	APPROVED	2002-10-23

FL RA
APPROVED

Since 2014-08-27
MA RA
APPROVED

Since 2014-05-19
NC RA
APPROVED

Since 2010-09-29
CA RA
APPROVED

Since 2007-03-14
PA RA
APPROVED

Since 2006-11-21
NJ RA
APPROVED

Since 2002-10-23

Branch Locations

Four Greentree Centre 601 Route 73 North, Suite 206, Marlton, NJ 08053 • United States

Bonita Springs, FL • United States

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Moorestown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services, Inc.	Marlton	NJ	03/1977	Present

03/1977 → Present

Mutual Of Omaha Investor Services, Inc.

Marlton, NJ

Other Businesses

FAMILY WEALTH MGMT, FINAN SVCS., OWNER, 01/2002, HRS AND COMM VARIES, LONG TERM CARE, DI, FIXED ANNUITIES, LIFE INSURANCE SALES, Unit Investment Trusts DISTRIBUTIONLAND BOOK PUBLISHED BY ADVANTAGE MEDIA,NON-INVESTMENT RELATED,9000 LINCOLN DRIVE EAST, SUITE 300 MARLTON, NJ 08053,GIFTING AND SELLING BOOKS,AUTHOR,START DATE: 10/07/2014, 1 HOUR MONTH, DUTIES GIFTING BOOKS, BOOK SIGNINGS, PRESENTATIONS, ETC. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-23
S63	Uniform Securities Agent State Law Examination	1997-07-16

S65 Uniform Investment Adviser Law Examination

2002-07-23
S63 Uniform Securities Agent State Law Examination

1997-07-16

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Marty Higgins

View on SEC IAPD