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Robert Laurence Brown

Morgan Stanley

Laguna Niguel, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2012-07-03
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2012-07-03

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Laguna Niguel CA 06/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2012 → Present
    Morgan Stanley Smith Barney
    Laguna Niguel, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-11-13 → 2012-07-10
    Msi Financial Services, Inc.
    Irvine, CA
  • 2002-10-24 → 2007-11-06
    Securian Financial Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
Other Businesses

1. County of Orange, CA; Not Investment related; Orange County, CA; Government / Municipality / Political; Committee member and vice chair (proprietor, partner, officer, director, employee, trustee, agent); Jul 2016; During business hours: 0; After business hours: 1; Serve as an advisory committee to the board of supervisors on issues related to the county's internal and performance audit functions. *621069 - City of Laguna Niguel; Investment related: No; Laguna Niguel, California; Government; Appointed Government Position (e.g. Government Board, Government Commission, etc.)(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 10; Administrative *590559 - South Orange County Republicans; Investment related-No; Laguna Niguel, California; Political Office; Vice President - Director of Club Service (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 10; Administrative, Labor or Service

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-04-16
  • S63 Uniform Securities Agent State Law Examination
    1982-04-16
Other Names
  • Bob Brown

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