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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2012-07-03 |
Branch Locations
28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Laguna Niguel | CA | 06/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. County of Orange, CA; Not Investment related; Orange County, CA; Government / Municipality / Political; Committee member and vice chair (proprietor, partner, officer, director, employee, trustee, agent); Jul 2016; During business hours: 0; After business hours: 1; Serve as an advisory committee to the board of supervisors on issues related to the county's internal and performance audit functions. *621069 - City of Laguna Niguel; Investment related: No; Laguna Niguel, California; Government; Appointed Government Position (e.g. Government Board, Government Commission, etc.)(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 10; Administrative *590559 - South Orange County Republicans; Investment related-No; Laguna Niguel, California; Political Office; Vice President - Director of Club Service (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 10; Administrative, Labor or Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-04-16 |
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