Keith James Koerber

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-16
TX	RA	APPROVED	2010-02-08

MI RA
APPROVED

Since 2010-09-16
TX RA
APPROVED

Since 2010-02-08

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Troy	MI	03/1990	Present

03/1990 → Present

Ubs Financial Services Inc.

Troy, MI

Other Businesses

NASD DISPUTE RESOLUTION ARBITRATOR-INDUSTRY CHAIRPERSON. CHICAGO, IL 60603. YES, INVESTMENT RELATED. BUSINESS - INDUSTRY DISPUTE RESOLUTION PROGRAM. TITLE - INDUSTRY CHAIRPERSON. START DATE - 1985. 40 HRS/YEAR. DUTIES - I CHAIR A PANEL THAT HEARS AND DECIDES SECURITIES INDUSTRY DISPUTES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-19
S63	Uniform Securities Agent State Law Examination	1980-02-16

S65 Uniform Investment Adviser Law Examination

1994-10-19
S63 Uniform Securities Agent State Law Examination

1980-02-16

Designations

Chartered Financial Analyst

View on SEC IAPD