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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-19 |
| FL | RA | APPROVED | 2017-10-06 |
Branch Locations
5495 Bryson Drive Suite 421, Naples, FL 34109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Naples | FL | 02/2013 | 09/2017 |
| Raymond James Financial Services, Inc. | Naples | FL | 09/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Naples | FL | 10/2017 | Present |
| Dms Asset Management | Naples | FL | 09/2017 | Present |
| Chesney Sullivan Wealth Advisors | Naples | FL | 12/1999 | Present |
(1)Name of Business: DMS Asset Management Address: 5495 Bryson Dr Ste 421, Naples, FL, 34109, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/25/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: It's my operating company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-23 |
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