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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Richmond VA 01/2015 05/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 05/2017
Mml Investors Services, Llc Richmond VA 03/2017 05/2017
Securian Financial Services Inc St Paul MN 05/2017 08/2023
Minnesota Life Insurance Co St Paul MN 05/2017 08/2023
Virginia Asset Managment Midlothian VA 05/2017 Present
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2015 → 05/2017
    Metlife Securities Inc.
    Richmond, VA
  • 07/2016 → 05/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 05/2017
    Richmond, VA
  • 05/2017 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2017 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2017 → Present
    Virginia Asset Managment
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-01 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    St. Paul, MN
  • 2017-03-25 → 2017-05-22
    Glen Allen, VA
    Richmond, VA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
  • 1999-08-10 → 2015-01-02
    New England Securities
    Richmond, VA
Other Businesses

1. NAIFA VIRGINIA POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/1974 ADDRESS: , Henrico VA , United States DESCRIPTION: Officer 2. RICHMOND ESTATE PLANNING COUNCIL POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 111 Virginia St., Richmond VA 23219, United States DESCRIPTION: This is the Estate Planning Council made up of Attorneys, CPAs and Financial Advisors who are all involved in Estate Planning with clients. It is an educational and networking group; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/1974, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2017 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-16
  • S63 Uniform Securities Agent State Law Examination
    1984-11-16
Designations

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