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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-01-19
  • KS RA
    APPROVED
    Since 2021-01-19

Branch Locations

10820 Shawnee Mission Parkway Suite 202, Shawnee, KS 66203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Madl Co. (Self-Employed) Kansas City MO 01/1982 Present
Independent Financial Group Shawnee KS 08/2012 Present
Main Street Advisors, Llc Hays KS 09/2012 01/2021
  • 01/1982 → Present
    The Madl Co. (Self-Employed)
    Kansas City, MO
  • 08/2012 → Present
    Independent Financial Group
    Shawnee, KS
  • 09/2012 → 01/2021
    Main Street Advisors, Llc
    Hays, KS
Previous Registrations
  • 2012-09-24 → 2022-05-26
    Main Street Advisors, Llc
    Hays, KS
  • 2010-01-04 → 2012-10-15
    Shawnee, KS
  • 2004-07-07 → 2009-12-31
    Cetera Wealth Services, Llc
    Shawnee, KS
    Overland Park, KS
  • 2002-03-27 → 2003-12-18
    Cetera Advisors Llc
    Overland Park, KS
Other Businesses

(1) THE MADL COMPANY POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/07/1995 ADDRESS: 10820 Shawnee Mission Parkway, Suite 202, Shawnee KS 66203, United States DESCRIPTION: 100% OWNER OF DBA THE MADL COMPANY USED FOR MARKETING PURPOSES. (2) JESS LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1982 ADDRESS: 350 Kaw Lane East, Lake Quivira KS 66217, United States DESCRIPTION: OWNER OF PASTURE/HAY RENTING A PASTURE AND HAY PRODUCTION (3) REAL ESTATE POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1970 ADDRESS: 350 Kaw Lane East, Lake Quivira KS 66217, United States DESCRIPTION: REAL ESTATE INVESTOR FOR PERSONAL REAL ESTATE OWNED (4) INSURANCE, THE MADL COMPANY POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/07/1995 ADDRESS: 10820 Shawnee Mission Parkway, Suite 202, Shawnee KS 66203, United States DESCRIPTION: INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1983-01-28
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1983-01-28

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