James Dunegan Harris

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Morgan Stanley Smith Barney Llc
  Charlotte, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-02-28 → 2012-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
• 1998-01-26 → 2007-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1) Revenant Investment Partners L.P.; Investment Related Yes; Dyersburg, Tennessee; Hospital/Healthcare; Officer (proprietor, partner, officer, director, employee, trustee, agent); Start February 2020; During business hours: 0; After business hours: 1; Administrative, Check Signing/Funds Disbursements (2) First Carolina Property JH; Investment Related: Yes; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Start October 2024; During business hours: 0; After business hours: 0; A passive investor (3) Foxx-Run Properties LLC; Investment Related: Yes; Charlotte, North Carolina; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Start January 2025; During business hours: 0; After business hours: 10; Property Management

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-10-12

Other Names

• James D Harris