Charles M. Parker

Register Financial Advisors, LLC

Claim This Profile

Current Employers

Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-21
GA	RA	APPROVED	2016-03-18

TX RA
APPROVED_RES

Since 2016-04-21
GA RA
APPROVED

Since 2016-03-18

Branch Locations

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Register Financial Associates, Inc.	Atlanta	GA	03/2016	Present

03/2016 → Present

Register Financial Associates, Inc.

Atlanta, GA

Previous Registrations

2009-06-01 → 2016-04-08

Morgan Stanley

Atlanta, GA
2007-07-13 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA
2001-01-05 → 2007-07-23

Wells Fargo Clearing Services, Llc

Atlanta, GA

Atlanta, GA

Other Businesses

CMP LLC,ALPHARETTA ,GA 30022-STOCKS AND SECURITIES-OWNER-INVESTING THROUGH ACCOUNT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1979-12-19

S63 Uniform Securities Agent State Law Examination

1979-12-19

Other Names

Chip Parker
Charles Michael Parker

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC

BISON WEALTH, LLC

BRIGHTER INVESTING, PB LLC

RBC CAPITAL MARKETS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEWEDGE ADVISORS

EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL

CLAYTON SHAWN GIBSON

FRANK THOMAS WATERSON

WILLIAM LEWIS LEVINE

CHAD JOSEPH NORFOLK

SEAN PATRICK COOK

JONATHAN CHRISTOPHER BRISTOW

MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA

HB WEALTH · ATLANTA, GA

BISON WEALTH, LLC · ATLANTA, GA

BRIGHTER INVESTING, PB LLC · ATLANTA, GA

RBC CAPITAL MARKETS, LLC · Atlanta, GA

HB WEALTH · Atlanta, GA

AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA

NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor