Bruce William Lick

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-09
MN	RA	APPROVED	2013-11-04

TX RA
APPROVED

Since 2021-03-09
MN RA
APPROVED

Since 2013-11-04

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

St. Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Other Businesses

LOST MALLARD STUDIO; NOT INVESTMENT RELATED; ST. PAUL,MN; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; OWN THE STUDIO AND PROVIDE THE VOICE TALENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-04
S63	Uniform Securities Agent State Law Examination	1983-03-29

S65 Uniform Investment Adviser Law Examination

1993-01-04
S63 Uniform Securities Agent State Law Examination

1983-03-29

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews