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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Windham | NY | 01/2007 | 08/2017 |
| Securities America Advisors, Inc | Windham | NY | 01/2007 | 08/2017 |
| Graham Merk | Windham | NY | 01/1993 | 07/2017 |
| Questar Capital Corporation | Minneapolis | MN | 09/2017 | 12/2018 |
| Questar Asset Management | Minneapolis | MN | 09/2017 | 12/2018 |
| Cetera Advisors | Denver | CO | 12/2018 | 03/2024 |
| Ia Financial Advisors | Holden | MA | 10/1987 | Present |
| N/A | Windham | NY | 03/2010 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2024, ADVISORY REP OF AN RIA, INV RE, 160 HR/MO, 120 HR/MO TRADING. 2) IA FINANCIAL ADVISORS, 800 Main Street, Suite 13, Holden MA 01520, United States, 05/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) AFES, 800 Main Street, Suite 13, Holden MA 01520, United States, 02/03/2025, AFES Instructor, Volunteer, NIR, 3 HR/MO, 3 HR/MO TRADING. 4) FIRST BAPTIST CHURCH OF HOLDEN, 1216 Main Street, Holden MA 01520, 04/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-01-30 |
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