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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-13
  • MA RA
    APPROVED
    Since 2024-03-13

Branch Locations

800 Main St. Ste. 13, Holden, MA 01520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Windham NY 01/2007 08/2017
Securities America Advisors, Inc Windham NY 01/2007 08/2017
Graham Merk Windham NY 01/1993 07/2017
Questar Capital Corporation Minneapolis MN 09/2017 12/2018
Questar Asset Management Minneapolis MN 09/2017 12/2018
Cetera Advisors Denver CO 12/2018 03/2024
Ia Financial Advisors Holden MA 10/1987 Present
N/A Windham NY 03/2010 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 Present
  • 01/2007 → 08/2017
    Securities America, Inc.
    Windham, NY
  • 01/2007 → 08/2017
    Securities America Advisors, Inc
    Windham, NY
  • 01/1993 → 07/2017
    Graham Merk
    Windham, NY
  • 09/2017 → 12/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2017 → 12/2018
    Questar Asset Management
    Minneapolis, MN
  • 12/2018 → 03/2024
    Cetera Advisors
    Denver, CO
  • 10/1987 → Present
    Ia Financial Advisors
    Holden, MA
  • 03/2010 → Present
    N/A
    Windham, NY
  • 03/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2019-01-29 → 2024-03-07
    Cetera Advisors Llc
    Greenwood Village, CO
    Holden, MA
  • 2017-09-11 → 2018-12-26
    Questar Asset Management, Inc.
    Holden, MA
    Minneapolis, MN
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2024, ADVISORY REP OF AN RIA, INV RE, 160 HR/MO, 120 HR/MO TRADING. 2) IA FINANCIAL ADVISORS, 800 Main Street, Suite 13, Holden MA 01520, United States, 05/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) AFES, 800 Main Street, Suite 13, Holden MA 01520, United States, 02/03/2025, AFES Instructor, Volunteer, NIR, 3 HR/MO, 3 HR/MO TRADING. 4) FIRST BAPTIST CHURCH OF HOLDEN, 1216 Main Street, Holden MA 01520, 04/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-01-30
  • S63 Uniform Securities Agent State Law Examination
    1980-01-30
Designations

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