Nathaniel Sartell Prentice

Employer firm

Prentice Investment Management, LLC CRD 293723

$18.0M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 04/2018
  Altium Wealth Management Llc
  Purchase, NY
• 05/2014 → 04/2018
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2018 → Present
  Prentice Investment Management, Llc
  Garrison, NY

Previous Registrations

• 2012-06-28 → 2018-05-08
  Altium Wealth Management Llc
  Purchase, NY
• 2008-04-11 → 2012-06-18
  Oppenheimer & Co. Inc.
  Fishkill, NY
• 2006-11-27 → 2008-03-24
  Wilmington Trust Investment Advisors, Inc.
  Baltimore, MD

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-05-15
• S65 Uniform Investment Adviser Law Examination
  1994-10-10

Designations

• Chartered Financial Analyst