Best Investors Account Sign in
Inactive

Nathaniel Sartell Prentice

Prentice Investment Management, LLC

Garrison, NY

Garrison, NY

Claim This Profile
Current Employers
Prentice Investment Management, Llc

848 Route 9D, Garrison, NY 10524 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-18
  • NY RA
    APPROVED
    Since 2022-03-18

Branch Locations

Garrison, NY • United States

848 Route 9D, Garrison, NY 10524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altium Wealth Management Llc Purchase NY 06/2012 04/2018
Purshe Kaplan Sterling Investments Albany NY 05/2014 04/2018
Prentice Investment Management, Llc Garrison NY 04/2018 Present
  • 06/2012 → 04/2018
    Altium Wealth Management Llc
    Purchase, NY
  • 05/2014 → 04/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2018 → Present
    Prentice Investment Management, Llc
    Garrison, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-05-15
S65 Uniform Investment Adviser Law Examination 1994-10-10
  • S63 Uniform Securities Agent State Law Examination
    2008-05-15
  • S65 Uniform Investment Adviser Law Examination
    1994-10-10
Designations

View on SEC IAPD

More in Garrison, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor