Gary Anthony Frisina

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26

NY RA
APPROVED

Since 2021-04-26

Branch Locations

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	03/1974	11/2018
Osaic Wealth	Commack	NY	11/2018	Present

03/1974 → 11/2018

Signator Investors, Inc.

Boston, MA
11/2018 → Present

Osaic Wealth

Commack, NY

Previous Registrations

2004-07-30 → 2017-12-31

Signator Investors, Inc.

Westbury, NY

Melville, NY

Melville, NY

Commack, NY

Other Businesses

1. INSURANCE BROKER-LIFE, ANNUITIES.... 2. ATLANTIC ADVISORS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/11/2015 ADDRESS: 575 BROADHOLLOW RD, Melville NY 11747, United States DESCRIPTION: I am an investment advisor who Markets through Atlantic Advisors LLC as a marketing name.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-26

S66 Uniform Combined State Law Examination

2001-02-26

Designations

Certified Financial Planner

Other Names

Gary A Frisina

View on SEC IAPD