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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-07-24
TX RA APPROVED_RES 2012-07-24
  • FL RA
    APPROVED
    Since 2012-07-24
  • TX RA
    APPROVED_RES
    Since 2012-07-24

Branch Locations

100 2Nd Ave S Ste 400N, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors St. Petersburg FL 07/2012 11/2016
Wells Fargo Clearing Services, Llc St. Petersburg FL 11/2016 Present
Previous Registrations
  • 2002-10-01 → 2012-07-17
    St. Petersburg, FL
  • 1997-01-03 → 2002-10-09
    Prudential Equity Group, Llc
    Clearwater, FL
Other Businesses

RENTAL PROPERTY; INV RELATED; ST PETE BEACH, FL; 100% OWNERSHIP; START DATE 2/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-05
S63 Uniform Securities Agent State Law Examination 1990-08-10
  • S65 Uniform Investment Adviser Law Examination
    1992-10-05
  • S63 Uniform Securities Agent State Law Examination
    1990-08-10
Other Names
  • Jack Lobianco

View on SEC IAPD

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