Best Investors Account Sign in
Inactive

David Mark Braunstein

Saperston Legacy Advisors, Inc.

Hamburg, NY

CRD 831683

Claim This Profile
Employer firm

Saperston Legacy Advisors, Inc. CRD 105849

$181M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Saperston Legacy Advisors, Inc.

172 Lake Street, Hamburg, NY 14075 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06

Branch Locations

172 Lake Street, Hamburg, NY 14075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saperston Asset Management, Inc. Buffalo NY 05/2014 10/2018
Brighton Securities Corp Hamburg NY 10/2018 12/2025
Brighton Securities Hamburg NY 08/2025 12/2025
Saperston Legacy Advisors, Inc. Hamburg NY 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-22
S63 Uniform Securities Agent State Law Examination 1980-01-26
  • S65 Uniform Investment Adviser Law Examination
    2025-08-22
  • S63 Uniform Securities Agent State Law Examination
    1980-01-26

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
KEY INVESTMENT SERVICES LLC
EDWARD JONES

Nearby Investors

JAMES GREGORY GOUPIL
GEORGE KOSTOV BIDJOV
THERESA MARIE SMITH

Nearby Offices

LPL FINANCIAL LLC · HAMBURG, NY
KEY INVESTMENT SERVICES LLC · Hamburg, NY
KEY INVESTMENT SERVICES LLC · Hamburg, NY

More in Hamburg, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor