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David Mark Braunstein

Saperston Legacy Advisors, Inc.

Hamburg, NY

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Current Employers
Saperston Legacy Advisors, Inc.

172 Lake Street, Hamburg, NY 14075 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06

Branch Locations

172 Lake Street, Hamburg, NY 14075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saperston Asset Management, Inc. Buffalo NY 05/2014 10/2018
Brighton Securities Corp Hamburg NY 10/2018 12/2025
Brighton Securities Hamburg NY 08/2025 12/2025
Saperston Legacy Advisors, Inc. Hamburg NY 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-22
S63 Uniform Securities Agent State Law Examination 1980-01-26
  • S65 Uniform Investment Adviser Law Examination
    2025-08-22
  • S63 Uniform Securities Agent State Law Examination
    1980-01-26

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