Amy Jane Gillis

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-05-22
CT	RA	APPROVED	1998-10-28

TX RA
APPROVED_RES

Since 2007-05-22
CT RA
APPROVED

Since 1998-10-28

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

300 Post Road West, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Paine, Webber, Jackson & Curtis Incorporated	Stamford Fairfield	CT	10/1979	Present
Ubs Financial Services Inc.	Westport	CT	10/1979	Present

10/1979 → Present

Paine, Webber, Jackson & Curtis Incorporated

Stamford Fairfield, CT
10/1979 → Present

Ubs Financial Services Inc.

Westport, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-01
S63	Uniform Securities Agent State Law Examination	1980-09-09

S65 Uniform Investment Adviser Law Examination

1997-07-01
S63 Uniform Securities Agent State Law Examination

1980-09-09

Other Names

Amy D Ueberbacher

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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