Maxine Starr Weiner

Current Employers

Maxine Weiner, Cfp(R)

Boca Raton, FL • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-29

NY RA
APPROVED

Since 2021-10-29

Branch Locations

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present

09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA

Previous Registrations

1993-02-12 → 2003-01-28

Nathan & Lewis Securities, Inc.

New York, NY

Other Businesses

1.) INDEPENDENT INSURANCE AGENT (FIXED ANNUITIES, LONG-TERM CARE) 2 SECURITIES TRADING HOURS WEEKLY, 1 NON SECURITIES TRADING HOURS WEEKLY, START DATE 11/1983 2) NAME OF OTHER BUSINESS: DBA MAXINE WEINER, CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENTS START DATE: 11/1983 POSITION/TITLE/RELATIONSHIP: CFP APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE AND IAR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-10
S63	Uniform Securities Agent State Law Examination	1993-12-21

S65 Uniform Investment Adviser Law Examination

1998-03-10
S63 Uniform Securities Agent State Law Examination

1993-12-21

Designations

Other Names

Maxine S Weiner

View on SEC IAPD