Philip Richard Warne

Current Employers

Employment History

• 03/1991 → Present
  Raymond James Financial Services, Inc.
  Los Angeles, CA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Los Angeles, CA

Other Businesses

(1)Name of Business: 25 Topsail Business Property Address: 1254 Piedra Morada , Pacific Palisades, CA, 90272, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and manage rental property (2)Name of Business: Corporate Financial Partners Address: 100 Barrington Walk Suite A, Los Angeles , CA, 90049, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/1990 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative duties\n (3)Name of Business: Corporate Financial Partners Address: 100 Barrington Walk Suite A, Los Angeles, CA, 90049, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 01/08/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sales as Independent Contractor (4)Name of Business: Financial Formwork Address: 100 Barrington Walk Suite A, Los Angeles, CA, 90049, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/08/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA name; marketed as needed with advisor in office (5)Name of Business: Philip R Warne Insurance Agency Inc. Address: 100 Barrington Walk Ste A, Los Angeles, CA, 90049-3065, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/28/1978 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1993-01-29