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Richard Dillard Dixon

Financial Partners, Inc.

Nags Head, NC

CRD 830736

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Employer firm

Financial Partners, Inc. CRD 331728

$11.5M regulatory AUM

Reported services (Item 5G)

  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Partners, Inc.

Nags Head, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-11
  • NC RA
    APPROVED
    Since 2025-04-11

Branch Locations

Nags Head, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Partners, Inc Edenton And Nags Head NC 03/2012 05/2022
Financial Partners, Inc./ Private Exemption Nags Head NC 05/2022 Present
  • 03/2012 → 05/2022
    Edenton And Nags Head, NC
  • 05/2022 → Present
    Financial Partners, Inc./ Private Exemption
    Nags Head, NC
Previous Registrations
  • 2012-02-15 → 2016-11-23
    Financial Partners, Inc.
    Nags Head, NC
  • 2009-07-23 → 2011-12-31
    Financial Partners, Inc.
    Nags Head, NC
  • 2008-12-02 → 2009-01-23
    Edenton, NC
    Charlotte, NC
  • 2007-02-26 → 2008-11-12
    G.M. Gower & Co., Ltd
    Edenton, NC
    Seven Lakes, NC
  • 2004-06-03 → 2007-02-02
    Edenton, NC
    Richmond, VA
  • 2009-01-29 → 2002-07-17
    Investors Security Company, Inc.
    Edenton, NC
    Suffolk, VA
Other Businesses

RD Dixon, III Insurance sales it is not investment related --- address is 6014 S Caddie Ct Nags Head 27959---it is an insurance related business---sole proprietor---relationship with Financial Partners, Inc. is not related.--have had an insurance license since 1976business in 1976---20 per month hrs worked---there is no relationship to the other business \

Designations
  • Certified Financial Planner
Other Names
  • Richard Dillard Dixon
  • Richard Dillard Dixon
  • Richard Dillard Dixon
  • Richard Dillard Dixon Iii

View on SEC IAPD

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