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Employer firm

The Debart Group Inc. CRD 118660

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
The Debart Group Inc.

745 Fifth Avenue Suite 500, New York, NY 10151 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-27
CT RA APPROVED 2005-03-31
PA RA APPROVED 2005-03-29
  • NY RA
    APPROVED
    Since 2021-08-27
  • CT RA
    APPROVED
    Since 2005-03-31
  • PA RA
    APPROVED
    Since 2005-03-29

Branch Locations

745 Fifth Avenue Suite 500, New York, NY 10151 • United States

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

Lakeville, CT • United States

745 Fifth Avenue Suite 500, New York, NY 10151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/1975 06/2020
The Debart Group, Inc. New York NY 01/2000 Present
Equitable Advisors, Llc New York NY 10/1975 Present
Previous Registrations
Other Businesses

REGISTERED INVESTMENT ADVISOR THE DEBART GROUP INC. DBA:THE DEBART GROUP INC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-05
S63 Uniform Securities Agent State Law Examination 1992-01-03
  • S65 Uniform Investment Adviser Law Examination
    1997-11-05
  • S63 Uniform Securities Agent State Law Examination
    1992-01-03
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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